Common PCAOB Themes in ITGC Inspections

Common PCAOB Themes in ITGC Inspections

CPE Credit:
1

Overview

Description:
This course explores recurring PCAOB inspection themes related to Information Technology General Controls and explains why certain ITGC audit approaches consistently raise concerns. Rather than focusing on individual deficiencies, the course examines inspection patterns tied to evidence quality, professional skepticism, control clarity, scoping decisions, SOC reliance, and reviewer judgment. Participants will gain insight into how inspectors evaluate ITGC workpapers and how recurring signals of weak documentation or unsupported assumptions increase inspection risk. Understanding these themes strengthens audit defensibility and improves overall ITGC execution. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.
Field of Study:
Auditing (1 CPE)

Instructor

Instructor:
Jen Nelson, CISA, CIA

Additional Details

Who should attend:
IT auditors, Internal auditors, SOX / ITGC professionals, External auditors, Audit managers and reviewers, Risk and compliance professionals, Technology controls professionals, Audit leaders responsible for IT controls
Program Level:
Basic
Program Content:

The major topics that will be covered in this course include:

  • Recurring PCAOB inspection themes related to Information Technology General Controls.
  • ITGC audit approaches.
  • Inspection patterns tied to evidence quality, professional skepticism, control clarity, scoping decisions, SOC reliance, and reviewer judgment.
  • How inspectors evaluate ITGC workpapers.
  • How recurring signals of weak documentation or unsupported assumptions increase inspection risk.
Learning Objectives:

After attending this presentation, you will be able to…

  • Identify recurring PCAOB inspection themes related to ITGC audits.
  • Recognize inspection red flags related to audit evidence and professional judgment.
  • Identify ITGC issues that commonly raise PCAOB inspection concerns.
  • Recognize how inspectors evaluate ITGC workpapers and audit conclusions.
Prerequisites:
None
Advanced Preparation:
None
Developed By:
Dunkin Consulting
Format:
Group-Internet-Based
Course Code:
DCJNCPT1

Registration:

$55.00

Attendee Information

Please select one of the following options to register for this webinar:

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Common PCAOB Themes in ITGC Inspections

Course Code:
DCJNCPT1
Program Level:
Basic
Description:
This course explores recurring PCAOB inspection themes related to Information Technology General Controls and explains why certain ITGC audit approaches consistently raise concerns. Rather than focusing on individual deficiencies, the course examines inspection patterns tied to evidence quality, professional skepticism, control clarity, scoping decisions, SOC reliance, and reviewer judgment. Participants will gain insight into how inspectors evaluate ITGC workpapers and how recurring signals of weak documentation or unsupported assumptions increase inspection risk. Understanding these themes strengthens audit defensibility and improves overall ITGC execution. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.
Program Content:

The major topics that will be covered in this course include:

  • Recurring PCAOB inspection themes related to Information Technology General Controls.
  • ITGC audit approaches.
  • Inspection patterns tied to evidence quality, professional skepticism, control clarity, scoping decisions, SOC reliance, and reviewer judgment.
  • How inspectors evaluate ITGC workpapers.
  • How recurring signals of weak documentation or unsupported assumptions increase inspection risk.
Learning Objectives:

After attending this presentation, you will be able to…

  • Identify recurring PCAOB inspection themes related to ITGC audits.
  • Recognize inspection red flags related to audit evidence and professional judgment.
  • Identify ITGC issues that commonly raise PCAOB inspection concerns.
  • Recognize how inspectors evaluate ITGC workpapers and audit conclusions.
Who should attend:
IT auditors, Internal auditors, SOX / ITGC professionals, External auditors, Audit managers and reviewers, Risk and compliance professionals, Technology controls professionals, Audit leaders responsible for IT controls
Developed By:
Dunkin Consulting
Instructor:
Jen Nelson, CISA, CIA
CPE Credit:
1
Field of Study:
Auditing (1 CPE)
Prerequisites:
None
Advanced Preparation:
None
Format:
Group-Internet-Based

Registration:

$55.00

Attendee Information

Please select one of the following options to register for this webinar:

OR

Register By Phone: Call 877.370.2220 and press “1” for the webinar hotline to register

Price

Single Registration
$55.00

Upcoming Dates

  • 10/6/2026 @ 7:00 PM
  • 10/12/2026 @ 12:00 PM
  • 10/23/2026 @ 3:30 PM
  • 10/29/2026 @ 11:00 AM
  • 11/4/2026 @ 11:00 AM
  • 11/10/2026 @ 3:30 PM
  • 11/16/2026 @ 3:00 PM
  • 11/27/2026 @ 3:30 PM
  • 12/2/2026 @ 1:30 PM
  • 12/9/2026 @ 1:00 PM
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  • 12/21/2026 @ 3:00 PM
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  • 1/6/2027 @ 2:30 PM
  • 1/13/2027 @ 11:00 AM
  • 1/19/2027 @ 10:30 AM
  • 1/25/2027 @ 11:00 AM
  • 2/5/2027 @ 4:00 PM
  • 2/11/2027 @ 2:30 PM
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  • 3/12/2027 @ 3:30 PM
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  • 4/5/2027 @ 11:30 AM
  • 4/16/2027 @ 3:00 PM
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