Financial Decisions that Led Two Businessmen to Prison
Financial Decisions that Led Two Businessmen to Prison
CPE Credit:
2
Overview
Description:
Two college graduates built impressive careers: One worked in sales, the other in technology and investing. Both of those people made decisions in the course of their business that led to government investigations. They had to hire attorneys, go through judicial processes, face charges, and plead guilty. Each of those people are on their way to prison. Learn from the lessons they offer.
We interview both financial professionals, and they tell us more about how their decisions influenced the consequences that followed.
This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.
Field of Study:
Behavioral Ethics (2.0 CPE)
Instructor

Instructor:
Justin Paperny
Additional Details
Who should attend:
People who want to explore how personal pressures can cloud their judgment.
Program Level:
Basic
Program Content:
The major topics covered in this class include:
- Career choices
- Ethical dilemmas
- Judicial proceedings
- Mitigation strategies
- Creating tools to help make better decisions
- Atonement and reconciliation
Learning Objectives:
After attending this presentation you will be able to…
- Identify business decisions that can lead to federal criminal charges
- Recognize how federal sentencing guidelines relate to convictions for fraud
- Spot triggers that lead to charges for white collar crime
- Recall strategies to protect against accusations against charges for white collar crime
- Estimate the aftermath of a criminal charge
Prerequisites:
None
Advanced Preparation:
None
Developed By:
Compliance Mitigation
Format:
Group-Internet-Based
Course Code:
CMJPFBP2
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Financial Decisions that Led Two Businessmen to Prison
Course Code:
CMJPFBP2
Program Level:
Basic
Description:
Two college graduates built impressive careers: One worked in sales, the other in technology and investing. Both of those people made decisions in the course of their business that led to government investigations. They had to hire attorneys, go through judicial processes, face charges, and plead guilty. Each of those people are on their way to prison. Learn from the lessons they offer.
We interview both financial professionals, and they tell us more about how their decisions influenced the consequences that followed.
This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.
Program Content:
The major topics covered in this class include:
- Career choices
- Ethical dilemmas
- Judicial proceedings
- Mitigation strategies
- Creating tools to help make better decisions
- Atonement and reconciliation
Learning Objectives:
After attending this presentation you will be able to…
- Identify business decisions that can lead to federal criminal charges
- Recognize how federal sentencing guidelines relate to convictions for fraud
- Spot triggers that lead to charges for white collar crime
- Recall strategies to protect against accusations against charges for white collar crime
- Estimate the aftermath of a criminal charge
Who should attend:
People who want to explore how personal pressures can cloud their judgment.
Developed By:
Compliance Mitigation
Instructor:
Justin Paperny
CPE Credit:
2
Field of Study:
Behavioral Ethics (2.0 CPE)
Prerequisites:
None
Advanced Preparation:
None
Format:
Group-Internet-Based
OR
Register By Phone: Call 877.370.2220 and press “1” for the webinar hotline to register
Price
Single Registration
$89.00
Upcoming Dates
- 5/19/2025 @ 1:00 PM
- 6/2/2025 @ 1:00 PM
- 6/17/2025 @ 11:30 AM
- 7/3/2025 @ 9:00 AM
- 7/23/2025 @ 12:30 PM
- 8/5/2025 @ 11:00 AM
- 8/20/2025 @ 12:00 PM
- 9/11/2025 @ 1:30 PM
- 9/22/2025 @ 2:30 PM
- 10/6/2025 @ 2:30 PM
- 10/21/2025 @ 2:00 PM
- 11/3/2025 @ 11:30 AM
- 11/22/2025 @ 12:00 PM
- 12/13/2025 @ 10:30 AM
- 12/23/2025 @ 12:30 PM
- 1/6/2026 @ 12:30 PM
- 1/19/2026 @ 12:30 PM
- 2/5/2026 @ 12:00 PM
- 2/16/2026 @ 12:00 PM
- 3/3/2026 @ 12:00 PM
- 3/19/2026 @ 11:30 AM
- 4/8/2026 @ 12:30 PM
- 4/24/2026 @ 12:00 PM
All times are Eastern Time Zone