Internal Controls Over Compliance vs Compliance

Internal Controls Over Compliance vs Compliance

CPE Credit:
1

Overview

Description:
Accurately identifying and testing controls over compliance is critical, yet it remains a common deficiency highlighted in peer reviews. This course offers a comprehensive overview of internal controls over compliance, with a focus on their application to Single Audits. Participants will learn how to effectively align internal controls with specific compliance requirements. Additionally, we will address one of the most frequent findings in audits of governmental entities receiving federal grants: the misidentification of controls and the confusion between compliance and control processes. This course will help clarify the distinction, equipping you with the tools to enhance audit quality and ensure compliance effectiveness. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.
Field of Study:
Accounting (Governmental) (1 CPE)

Instructor

Instructor:
Melisa F. Galasso, CPA

Additional Details

Who should attend:
Accountants and Auditors
Program Level:
Basic
Program Content:

The major topics that will be covered in this course include:

  • Testing internal Controls
  • Align internal controls with specific compliance requirements
  • The misidentification of controls and the confusion between compliance and control processes
Learning Objectives:

After attending this presentation, you will be able to…

  • Identify internal controls over compliance for a given compliance requirement
  • Recognize compliance requirements per the Compliance Supplement
  • Identify an audit procedure to test the operating effectiveness of a given control
Prerequisites:
None
Advanced Preparation:
None
Developed By:
Galasso Learning Solutions LLC
Format:
Group-Internet-Based
Course Code:
GAMGIOC1

Registration:

$55.00

Attendee Information

Please select one of the following options to register for this webinar:

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Internal Controls Over Compliance vs Compliance

Course Code:
GAMGIOC1
Program Level:
Basic
Description:
Accurately identifying and testing controls over compliance is critical, yet it remains a common deficiency highlighted in peer reviews. This course offers a comprehensive overview of internal controls over compliance, with a focus on their application to Single Audits. Participants will learn how to effectively align internal controls with specific compliance requirements. Additionally, we will address one of the most frequent findings in audits of governmental entities receiving federal grants: the misidentification of controls and the confusion between compliance and control processes. This course will help clarify the distinction, equipping you with the tools to enhance audit quality and ensure compliance effectiveness. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.
Program Content:

The major topics that will be covered in this course include:

  • Testing internal Controls
  • Align internal controls with specific compliance requirements
  • The misidentification of controls and the confusion between compliance and control processes
Learning Objectives:

After attending this presentation, you will be able to…

  • Identify internal controls over compliance for a given compliance requirement
  • Recognize compliance requirements per the Compliance Supplement
  • Identify an audit procedure to test the operating effectiveness of a given control
Who should attend:
Accountants and Auditors
Developed By:
Galasso Learning Solutions LLC
Instructor:
Melisa F. Galasso, CPA
CPE Credit:
1
Field of Study:
Accounting (Governmental) (1 CPE)
Prerequisites:
None
Advanced Preparation:
None
Format:
Group-Internet-Based

Registration:

$55.00

Attendee Information

Please select one of the following options to register for this webinar:

OR

Register By Phone: Call 877.370.2220 and press “1” for the webinar hotline to register

Price

Single Registration
$55.00

Upcoming Dates

  • 5/6/2026 @ 9:00 AM
  • 5/8/2026 @ 12:00 PM
  • 5/12/2026 @ 5:00 PM
  • 5/29/2026 @ 11:00 AM
  • 6/2/2026 @ 1:00 PM
  • 6/8/2026 @ 9:00 AM
  • 6/19/2026 @ 2:30 PM
  • 6/25/2026 @ 11:00 AM
  • 7/1/2026 @ 5:00 PM
  • 7/7/2026 @ 12:00 PM
  • 7/16/2026 @ 5:00 PM
  • 7/24/2026 @ 9:00 AM
  • 7/30/2026 @ 5:00 PM
  • 8/3/2026 @ 12:00 PM
  • 8/14/2026 @ 9:00 AM
  • 8/18/2026 @ 1:00 PM
  • 8/27/2026 @ 2:00 PM
  • 9/2/2026 @ 12:00 PM
  • 9/11/2026 @ 2:00 PM
  • 9/17/2026 @ 1:00 PM
  • 9/22/2026 @ 9:00 AM
  • 9/30/2026 @ 2:00 PM
  • 10/6/2026 @ 5:00 PM
  • 10/15/2026 @ 12:00 PM
  • 10/23/2026 @ 9:00 AM
  • 10/30/2026 @ 9:00 AM
  • 11/7/2026 @ 12:30 PM
  • 11/13/2026 @ 2:00 PM
  • 11/20/2026 @ 9:00 AM
  • 11/24/2026 @ 12:00 PM
  • 12/1/2026 @ 1:00 PM
  • 12/9/2026 @ 5:00 PM
  • 12/14/2026 @ 1:30 PM
  • 12/21/2026 @ 1:00 PM
  • 12/31/2026 @ 1:00 PM
  • 1/6/2027 @ 12:00 PM
  • 1/11/2027 @ 2:00 PM
  • 1/22/2027 @ 11:00 AM
  • 1/25/2027 @ 2:00 PM
  • 2/5/2027 @ 5:00 PM
  • 2/10/2027 @ 5:00 PM
  • 2/16/2027 @ 9:00 AM
  • 2/22/2027 @ 2:00 PM
  • 3/4/2027 @ 11:00 AM
  • 3/12/2027 @ 12:00 PM

All times are Eastern Time Zone

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